Disclosure

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.

PEACHCAP SECURITIES, INC.

550 PHARR RD NE, SUITE 700

ATLANTA, GA 30305

 

SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2019

New York Stock Exchange Listed Securities

Routing Venue Non Directed Market Orders Limit Orders Other Orders
Citadel Securities LLC 49.80% 46.23% 45.39% 52.45%
New York Stock Exchange 12.09% 0.00% 0.00% 20.63%
Virtu Financial, Inc. 11.88% 24.88% 32.63% 1.50%
UBS Capital Markets 11.39% 26.51% 21.23% 1.53%
Hilltop Securities Inc. 6.14% 0.03% 0.17% 10.43%

NASDAQ Listed Securities

Routing Venue Non Directed Market Orders Limit Orders Other Orders
Citadel Securities LLC 38.76% 26.79% 31.94% 54.16%
UBS Capital Markets 23.39% 39.52% 32.39% 2.74%
Virtu Financial, Inc. 21.26% 32.04% 35.36% 2.91%
Nasdaq OMX 8.09% 0.00% 0.00% 20.46%

New York Stock Exchange Market/Regional Exchanges

Routing Venue Non Directed Market Orders Limit Orders Other Orders
Citadel Securities LLC 59.07% 43.00% 56.84% 78.72%
Virtu Americas LLC 21.11% 36.55% 24.17% 1.88%
UBS Capital Markets 11.45% 18.64% 18.13% 0.51%

Listed Options

Routing Venue Non Directed Market Orders Limit Orders Other Orders
Citadel Securities LLC 37.75% 44.16% 36.88% 42.20%
Susquehanna Capital Group 34.57% 40.45% 33.40% 50.33%
Wolverine Execution Services, LLC 20.37% 4.91% 22.75% 1.11%
Citigroup Global Markets, Inc. 7.30% 10.48% 6.97% 6.35%
The website is does not indicate an offer to buy or sell securities or a solicitation of an offer to buy or sell securities. The opinions and information contained herein are not to be construed as investment or tax advice. The reader should consult his or her own adviser before making any decisions based on this information. Any analysis and opinions contained in the material are those of PeachCap, and are based on information obtained from sources believed to be reliable, but is not necessarily complete and cannot be guaranteed. All opinions are subject to change without notice and PeachCap does not assume any responsibility to update the information, analysis, or opinions in this material. PeachCap is not responsible for any errors or omissions in this material or in the dissemination of its contents. Accordingly, reliance upon information in this material is at the sole discretion of the reader.
Past performance does not guarantee future results. Securities offered through PeachCap Securities, Inc., a registered Broker/Dealer, member FINRA and SIPC, and MSRB registered. Additional information available upon request.