Disclosure

Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.

PEACHCAP SECURITIES, INC.

550 PHARR RD NE, SUITE 700

ATLANTA, GA 30305

 

SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2018

NASDAQ Securities

NASDAQ Listed Securities

Routing Venue Non Directed Market Orders Limit Orders Other Orders
Virtu Americas LLC 29.33% 29.33% 0.00% 0.00%
Citadel Securities LLC 19.07% 19.07% 0.00% 0.00%
UBS Securities, LLC 43.74% 43.74% 0.00% 0.00%
Cantor Fitzgerald & Co. 7.85% 7.85% 0.00% 0.00%

NYSE Securities

New York Stock Exchange Listed Securities

Routing Venue Non Directed Market Orders Limit Orders Other Orders
UBS Securities, LLC 47.20% 43.40% 3.80% 0.00%
Citadel Securities LLC 34.13% 19.07% 0.00% 0.00%
Virtu Americas LLC 17.95% 43.74% 0.00% 0.00%
Cantor Fitzgerald & Co. 0.72% 7.85% 0.00% 0.00%

AMEX/Other Sec.

Amex/Other Listed Securities

Routing Venue Non Directed Market Orders Limit Orders Other Orders
Citadel Securities LLC 46.49% 29.33% 0.00% 0.00%
UBS Securities, LLC 18.27% 19.07% 0.00% 0.00%
Virtu Americas LLC 24.97% 43.74% 0.00% 0.00%
Cantor Fitzgerald & Co. 10.27% 7.85% 0.00% 0.00%
Business Continuity Plan
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Past performance does not guarantee future results. Securities offered through PeachCap Securities, Inc., a registered Broker/Dealer, member FINRA and SIPC, and MSRB registered. Additional information available upon request.